EPSTEIN
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Director Key Client Partners • US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0304 New York, NY. USA
Telmm
Fax •1(646 257-3131
Mobile
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Subject:
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Tazia SmillVdtddbcom
"Jeffrey E7 leevacation©gmail.com>.
Daniel Sabbardb/dbcom DBAMERICAS. Paul Mom. Richard Kahn
towed Oldfield/db/dbcom@DBAMERICAS.
Vahe StepanarVdhrdbcorn@DBAMERICAS
10/28/201401:11 PM
Re: IC)
Classification: Confidential
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-OO54474
CONFIDENTIAL
SDNY GM_OO2OO658
EFTA01363978
--- SOURCE: IMAGES__0032__EFTA01363979.txt ---
METADATA_SOURCE: IMAGES0032
METADATA_FILENAME: EFTA01363979.pdf
----------------------------------------
Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg
daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if
you want to be more aggressive.
Thanks!
Tazia
C 5.8 12/31/49
13:03
EP044023 Pfd
21/2013
'.24.050 24.080
<3
374
23.911. ft 24.080 i L 23.880 V7.1 1.61619
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10.2812.014 last Perm c.
Ind
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tin.*
T: IT
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Daily •
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News
Zoom
24.500
I
• Last Price
24.041
T High on 06/30/14 24.400
4-Average
22.792
Low on 12/11/13 20.590
vsl
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67374.000
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23.500
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21.500
21.000
20.500
0.4M
0.2M
67374.000
From-
Cc:
Date:
Subject:
Tazia Smithehdbcom
"jettrey
<jeeyacation@dmail.com>.
Daniel Sabbaldbidbco
DBAMERICAS, Paul Mortis. Richard Kahn
. Vaho Stepanlar•db/dbcomfIDBAMERICAS.
Stewart adfieldidbidbcom@DBAMERICAS
10/28/2014 11:36AM
Re: [CI
Classification: Confidential
Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working
aggressively at that level. Please let us know if you want us to bid higher.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0054475
CONFIDENTIAL
SDNY_GM_00200659
EFTA01363979
--- SOURCE: IMAGES__0032__EFTA01363980.txt ---
METADATA_SOURCE: IMAGES0032
METADATA_FILENAME: EFTA01363980.pdf
----------------------------------------
Dec
Mar
EP044C23 Pfd
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C 5.8 12/31/49
$
24.000
- .093
N24.000 24.010T
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At 11:28
Vol 57,252 - 23.911'' :1 24.040
L 23 .880D Val 1.377M
Save As
Actions -
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33 ix 6,1 YID
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Max
Daily
- Track
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DU Last Price
24.000
T High on 06/30/14 24.400
-+ Average
22.792
Low on 12/11/13 20.590
Sx4rityad •
Event
News
. Zoom
h.
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57452.000
L•SMAVG (15) 59045.199
2013
Rom
To
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Date
Subject
Jun
2014
Tazia Smithidbrdbcom
"jeffrey E7 <jeevacation@gmail corn
Sep
10/281201411:06 AM
Re: [CI
USD
24.500
23.500
23.000
22.500
22.000
21.500
21.000
20.500
0.4M
0.2M
7452.000
Classification: Confidential
Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning,
28k dailyavg. Do you want to give us a limit?
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Mobile
Emai
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0054476
CONFIDENTIAL
SDNY_GM_00200660
EFTA01363980
--- SOURCE: IMAGES__0032__EFTA01363981.txt ---
METADATA_SOURCE: IMAGES0032
METADATA_FILENAME: EFTA01363981.pdf
----------------------------------------
'Pa.9c-itn.,-fixPegforien..
From.
Tazia Smith/dba:lbcom
To.
"affray E. ileeyacationammail.com>@DEUBAINT
Richard Kahn la.
Daniel
~aul Moms
Date
Subi.nt
10281201410:57 AM
Re! (CI
Classification: Confidential
Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it.
Tazia Smith
Director I Key Chant Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0304 New York, NY. USA
Tel
Fax
Moth
Erna
pc„.9g-un„. iIT Pt941:470Vt.
From:
"affray E7 leeyacationegmail.com>
To:
ichard Kahn
Date-
1O28720141O.54 AM
Subject.
buy $SMM of this issue.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0054477
CONFIDENTIAL
SDNY_GM_00200661
EFTA01363981
--- SOURCE: IMAGES__0032__EFTA01363982.txt ---
METADATA_SOURCE: IMAGES0032
METADATA_FILENAME: EFTA01363982.pdf
----------------------------------------
Citi 5.80% PFD
MOW
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for